Volume 65, pp. 226-253, 2026.

Iterative solvers for partial differential equations with dissipative structure: operator preconditioning and optimal control

Volker Mehrmann, Manuel Schaller, and Martin Stoll

Abstract

This work considers the iterative solution of large-scale problems subject to non-symmetric matrices or operators arising in discretizations of (port-)Hamiltonian partial differential equations. We consider problems governed by an operator $\mathcal{A}=\mathcal{H}+\mathcal{S}$ with a symmetric part $\mathcal{H}$ that is positive (semi-)definite and a skew-symmetric part $\mathcal{S}$. Prior work has shown that the structure and sparsity of the associated linear system enables Krylov subspace solvers such as the generalized minimal residual method (GMRES) or short recurrence variants such as Widlund's or Rapoport's method using the symmetric part $\mathcal{H}$, or an approximation of it, as preconditioner. In this work, we analyze the resulting condition numbers, which are crucial for fast convergence of these methods, for various partial differential equations (PDEs) arising in diffusion phenomena, fluid dynamics, and elasticity. We show that preconditioning with the symmetric part leads to a condition number uniform in the mesh size in the case of elliptic and parabolic PDEs, where $\mathcal{H}^{-1}\mathcal{S}$ is a bounded operator. Further, we employ the tailored Krylov subspace methods in optimal control by means of a condensing approach and a constraint preconditioner for the optimality system. We illustrate the results by various large-scale numerical examples and discuss efficient evaluations of the preconditioner such as the incomplete Cholesky factorization or the algebraic multigrid method.

Full Text (PDF) [509 KB], BibTeX , DOI: 10.1553/etna_vol65s226

Key words

dissipative Hamiltonian systems, preconditioning, partial differential equations, optimal control, Krylov subspace methods

AMS subject classifications

65F08, 65F10, 65N22, 49M05, 49M41

Links to the cited ETNA articles

[26] Vol. 41 (2014), pp. 13-20 Andreas Günnel, Roland Herzog, and Ekkehard Sachs: A note on preconditioners and scalar products in Krylov subspace methods for self-adjoint problems in Hilbert space
[33] Vol. 54 (2021), pp. 370-391 Murat Manguoğlu and Volker Mehrmann: A two-level iterative scheme for general sparse linear systems based on approximate skew-symmetrizers